Dvtrading
Compliance/trade practice automated surveillance (reviewing daily reports, responding to inquiries) Onboarding new broker relationships Responding to KYC requests Drafting internal risk and compliance policies Research emerging areas (e.g., cryptocurrency regulation, international/cross-border rules)
Bachelor’s degree and 0-3 years of experience in a compliance and/or regulatory position Possess excellent written and oral communication skills Strong understanding of trading/financial services compliance Possess a strong work ethic and be able to learn quickly in a fast paced, dynamic environment Detail oriented, organized, and diligent, with the ability to maintain discretion of highly sensitive/confidential information Maintain composure and communicate clearly when under pressure High level of proficiency in Microsoft Office and Adobe Professional Experience with broker-dealer and/or proprietary trading desired Available to work 5 days per week at our Chicago office
Annual compensation range $65K - $85K + discretionary bonus eligibility DV is not accepting unsolicited resumes from search firms. Only search firms with valid, written agreements with DV should submit resumes in response to DV’s posted positions. All resumes submitted by search firms to DV via e-mail, the Internet, personal delivery, facsimile, or any other method without a valid written agreement shall be deemed the sole property of DV, and no fee will be paid in the event the candidate is hired by DV. DV is proud to be an equal opportunity employer and committed to creating an inclusive environment for all employees.
Dvtrading
Dvtrading
Dvtrading
Dvtrading