Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will monitor customer operations and transactions in real time and periodically using risk criteria and rules. You will optimize transaction monitoring systems, analyze automated alerts, investigate unusual or suspicious activity, conduct KYC and enhanced due diligence, prepare suspicious activity reports, maintain compliance documentation, adjust monitoring parameters, improve internal controls and procedures, and help respond to regulatory requests and audits.
Responsibilities
- Lead real-time and periodic monitoring of customer operations and transactions
- Optimize the transaction monitoring system continuously
- Analyze and manage alerts generated by automated monitoring systems
- Investigate unusual or suspicious operations and document the analysis and evidence
- Conduct KYC and enhanced due diligence for new and existing customers especially high-risk customers
- Prepare and submit suspicious activity reports to the relevant regulators
- Maintain compliance documentation for internal and external audits
- Define and adjust monitoring parameters with Technology Product and Operations
- Improve internal compliance controls policies and procedures
- Help prepare responses to regulatory requests and AML audits