About the Role
You will execute end to end financial crime compliance audits from planning through remediation validation. You will partner with Compliance, Engineering and Legal stakeholders to identify control gaps, evaluate risk, and drive findings to closure, helping the organization scale with confidence in a rapidly evolving regulatory environment.
Requirements
- 3+ years of experience in audit compliance testing risk management or related control focused roles within financial services.
- Demonstrated ability to evaluate control exceptions and classify findings by severity based on likelihood impact regulatory exposure and prevalence.
- Proven ability to translate identified exceptions into clear proportionate conclusions and recommendations that reflect the severity of risk presented.
- Familiarity with data analysis techniques SQL preferred to perform testing across large datasets.
- Proven ability to independently manage multiple audit workstreams and stakeholder communication in a fully remote asynchronous environment.
- Utilizes generative AI responsibly maintaining human oversight to deliver business ready outputs and drive measurable improvements in workflow efficiency cost and quality.
Responsibilities
- Execute end to end financial crime compliance audits including scoping risk and control assessments walkthroughs control testing and drafting workpapers and reports that are clear complete and actionable.
- Own audit logistics and stakeholder engagement in a remote environment tracking requests open items and testing status while maintaining proactive communication with cross functional partners.
- Identify control gaps during fieldwork by performing root cause analysis evaluating exception severity based on likelihood impact and regulatory exposure and escalating where additional stakeholder outreach is required.
- Develop risk based recommendations in collaboration with stakeholders document management responses and action plans and validate remediation of prior audit findings through to closure.
- Maintain current knowledge of anti money laundering and sanctions regulations across all jurisdictions where the organization operates applying regulatory developments to audit scope and testing.
Benefits
- Equity and bonus eligibility
- Medical dental and vision insurance
- 401(k) retirement plan